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Quarterly SEC Rule 606 Disclosure

Adelphi Stock Brokers Inc. (Adelphi) is currently in a pre-launch (closed beta) phase. During this period, only a limited number of internal employee and shareholder accounts are active. These accounts are used for platform readiness, system testing, user acceptance validation, and limited personal trading activity. No public or retail customer accounts have been onboarded at this time.

The Firm receives payment for order flow (PFOF), which may influence order routing decisions.

Additional information regarding order routing is available in the Firm's quarterly Rule 606 report, posted on the Firm's website.

Customers may also request venue-specific data related to their orders, as applicable.

2026

606(a)(1) Report Q2 2026

606(a)(1) Report Q1 2026

2025

606(a)(1) Report Q4 2025

606(a)(1) Report Q3 2025